|
APP
7, Leaves and Sabbaticals
Provides
information on sabbaticals, sick leave, vacation, and other
leaves for faculty. |
LEAVES
AND SABBATICALS
7-10.
General Policy
Academic
appointees are required to be in service to the University during
prescribed periods of the academic year. All absences during the
periods when the academic appointee is required to be on duty
fall into one of the following categories:
- Holiday
(APM 720)
- Vacation
(APM 730 )
- Leave
of Absence
- Sick
Leave (APM 710 )
- Childbearing
and Parental Leave (APM 710 and 760)
- Sabbatical
Leave (APM 740 )
- Leave
to Attend a Professional Meeting (APM 752 )
- Leave
for Service to a Government Agency (APM 750)
- Military
Leave (APM 751)
- Other
Leave With Pay (APM 758 )
- Other
Leave Without Pay (APM 759)
- Jury
Duty
References
- University Policy
7-11. Vacation and Sick Leave
A.
VACATION
Academic
appointees serving on an academic year (nine-month) basis do not
accrue vacation time. Those appointed on a fiscal year (eleven-month)
basis accrue vacation time at the rate of two days per month of
full-time service, up to a maximum of 48 days. Vacation credit
accrued but unused during a sabbatical leave is lost. An appointee
who resigns University service or changes to an academic position
which is not eligible to accrue vacation shall be paid in lieu
of the unused vacation time accrued.
Vacation
use must be approved by the department chair. Academic units are
required to maintain records of the accrual and use of vacation
time by each of the fiscal year appointees in the unit.
B.
SICK LEAVE
Only
certain groups of academic appointees accrue sick leave credit,
but leave with pay for reason of illness may be approved for appointees
who do not accrue sick leave. Those who are eligible to accrue
sick leave accumulate one day per month for full-time service.
Academic units are required to maintain records of the accrual
and use of sick leave for unit academic appointees in the eligible
groups.
Academic
appointees who do not accrue sick leave are required to obtain
approval for leave with pay for reason of illness for seven working
days or less from their department head. The appointee should
fill out the Leave of Absence (Form UCI-AP 76) and submit it to the department head for approval
and retention. If the absence exceeds seven working days, approval
must be obtained from the Chancellor. In this case, the department
fills out the Leave of Absence form and
forwards it to Academic Personnel via the dean. This form is also
used if the leave is for an extended period of time without salary.
References
- University Policy
APM
730, Leaves of Absence/Vacation
APM
710, Leaves of Absence/Sick Leave (including Childbearing
Leave)
7-12. Childbearing and Childrearing
A. DEFINITIONS
The new Family Friendly Childbearing and Childrearing Policies describe four categories of parental care as they affect salary, University duties, and time on the clock for assistant professors (see Appendix I).
1. Childbearing Leave
- Childbearing Leave is granted for the purpose of childbirth and recovery. It usually lasts about six weeks but may be extended due to medical reasons (APM Policies 133-17-g, 760-25).
- During a childbearing leave, no duties shall be required by the University [APM 760-25-a].
- In the quarter of a childbearing leave, there must be full relief from teaching duties [APM 760-28-a].
- If eligible for Family and Medical Leave (FML), up to 12 workweeks of the childbearing leave will run concurrently with FML [APM 760-25-d].
- Central funding for the purpose of providing ladder rank faculty teaching replacement is allocated to the affected academic department.
2. Active Service-Modified Duties
- This is not a leave; the appointee remains in service to the University, but with modified duties. For most appointees, this means a period in which the faculty member does not teach.
- Eligibility for a period of active service-modified duties shall normally extend from 3 months prior to 12 months following the birth or adoption of a child and may be granted to any academic appointee who has 50% or more responsibility for the child.
- The total period of Childbearing Leave plus Active Service-Modified Duties for a birth mother (who has a full-time appointment of at least one full academic year) may not exceed two quarters for each birth. If she gives birth during the summer she is eligible for a total period of active service-modified duties of two quarters.
- All other eligible academic appointees are eligible for a total period of Childbearing Leave plus Active Service-Modified Duties of one quarter. (APM Policy 760-28).
- Central funding for the purpose of providing ladder rank faculty teaching replacement is allocated to the affected academic department.
3. Parental Leave
- Parental Leave is leave without salary granted for the purpose of child care.
- Normally, this leave combined with Childbearing Leave and/or Active Service-Modified Duties may not exceed one year for each birth or adoption (APM Policies 133-17-g, 760-27, and 760-35).
- If eligible for Family and Medical Leave (FML), up to 12 workweeks of the parental leave will run concurrently with FML [APM 760-27-b].
4. Stopping the clock for the care of a child or children
- This is not a leave; it is a stoppage of the eight-year clock in certain titles for purposes of childrearing. Mothers and fathers, adoptive or natural, who have 50% or more responsibility for care of an infant or newly adopted child under the age of five are eligible to request a Stop the Clock.
- Such requests must be made within two years of the birth or adoption of the child and must be exercised before July 1 of the academic year in which a promotion review is to occur (no later than the second half of his/her actual fifth year).
- Any assistant professor who is not currently undergoing review for advancement to tenure or, in the case of those in the In Residence Series, for promotion to Associate Professor in Residence, and who falls under the provisions of APM-133 may be granted a stoppage of the eight-year clock on the limitation of service as provided in these policies.
- A request for a Stop the Clock may not be made after the sixth year has begun. Also, a Stop the Clock will not be granted for a faculty member who has primary responsibility for a young child when that child is born or adopted during the year of the tenure or promotion review.
- NOTES: (1) Quarters "off the clock" due to Childbearing Leave, Parental Leave, and/or Primary Responsibility may not exceed one year for each event of childbirth or adoption. (2) Because the review cycle is conducted in terms of full, not partial, years, and partial years count toward the next full year, exclusion of one or two quarters for an academic year appointee or up to three quarters for a fiscal year appointee will not necessarily affect the timing of the tenure or promotion review.
B. PROCEDURES
All forms should be forwarded, with appropriate signatures, to the Office of Academic Personnel.
1. Childbearing Leave
Academic appointees applying for Childbearing Leave should complete:
- Leave of Absence form.
(Form UCI-AP 76)
- FMLA forms, if eligible
- Request for Funding for Ladder-Rank Faculty Teaching Release
(Form UCI-AP-93)
2. Active Service - Modified Duties
Academic appointees who wish to request Active Service-Modified Duties should discuss the proposed duties with the department chair, then complete:
- Modified Duties Request/Certification
(Form UCI-AP-91).
- Request for Funding for Ladder-Rank Faculty Teaching Release
(Form UCI-AP-93)
3. Parental Leave
Academic appointees who wish to apply for Parental Leave should complete the Leave of Absence form (Form UCI-AP 76) marking "Other" as the type of leave and specifying "Parental Leave" as the purpose of the leave. Parental leaves should be requested at least three months in advance, if possible. If eligible, FML forms should accompany the leave form.
4. Stopping the Clock
Academic appointees who wish to apply for a Stop the Clock due to primary childcare responsibility should complete the Childrearing Stop the Clock Request/Certification (Form UCI-AP-92). Refer to APP 3-50, Appendix III for a more detailed explanation of the Stop the Clock process.
References - University Policy
APM 133, Limitation on Total Period of Service with Certain Academic Titles
APM 710, Leaves of Absence/Sick Leave (including Childbearing Leave)
APM 760, Leaves of Absence/Parental Leave and Family Leave
Appendix I
SUMMARY OF CHILDBEARING AND CHILDREARING LEAVE POLICY
Type |
Pay
Status |
University
Duties |
Time
to Count
Toward Sabbatical If
Employee Is Eligible |
Time
to Count
Toward 8-yr. Clock* |
Duration/
Limitations |
Primary
(50% or
more)
Responsibility Required |
Childbearing
Leave |
May
be with or without salary |
None |
See APM
760-35-d
|
No,
if leave equal to or greater than one quarter, time is automatically
excluded |
Normally
up to 6 weeks |
No |
Active
Service - Modified Duties |
Normal
salary |
Modified |
Yes |
Yes |
Combined
total of Act. Serv./Mod. Duties plus Childbearing not to
exceed 2 qtrs. for each birth or adoption |
Yes |
Parental
Leave |
Without
salary |
None |
No |
No,
if leave equal to or greater than one quarter, time is automatically
excluded |
Up to 1 year (see APM-760-35b(1)) |
No |
Childrearing
Stop the Clock |
Normal
salary |
Normal
duties |
Yes |
Maximum of two years total extension |
This,
combined with any of the above exclusions/
extensions, may not exceed one year for each birth or adoption |
Yes |
*NOTE: Periods less than one full year may not affect the tenure/promotion review date.
7-13. Sabbatical Leaves
A.
GENERAL POLICY
A
sabbatical leave is a privilege accorded to qualified academic
appointees to enable them to engage in intensive programs of research
and/or study and thus enhance their subsequent service to the
University by increasing their effectiveness as teachers and scholars.
An individual on regular sabbatical leave is expected to devote
full time to research, writing, or equivalent activity.
B.
TYPES OF SABBATICAL LEAVE
1.
Regular sabbatical leave provides salary at varying percentages
depending on the amount of accrued sabbatical credit. An individual
on such regular sabbatical leave is excused from all regular duties
to enable him or her to devote full time to research and/or study.
2.
Sabbatical leave in residence may be awarded to an academic
appointee who is eligible for regular sabbatical and who, in
addition to a program of research and/or study at one of the
University campuses, will teach at the University one class
which meets regularly at least three hours each week during
the sabbatical period; or will perform an equivalent amount
of instructional service in a course or in a clinical setting.
(Directed study, such as 199's or 299's, or other similar courses
are not considered to be equivalent to such a regularly
scheduled course, unless they would be so normally under the
department's regular teaching workload policy.) An individual
on sabbatical leave in residence shall be freed from all other
teaching obligations and from all committee and administrative
work.
C.
ACCRUAL OF CREDIT TO APPLY FOR SABBATICAL
1.
Academic Year Appointees - Credit to apply for sabbatical is earned
by nine-month appointees at the rate of one credit for each full
quarter of half-time or more service in eligible titles for a
maximum of three credits a year.
2.
Fiscal Year Appointees - Credit to apply for sabbatical is earned
by eleven-month appointees at the rate of one credit for each
full quarter of half-time or more service in eligible titles
for a maximum of four credits a year.
3.
Academic administrators who are paid on an 11-month basis, including
those paid on a 9/11 split salary with a summer differential,
accrue credit to apply for sabbatical on a fiscal year basis.
(See APM Policies 740-11-c and 740-11-i(3).) When an administrator
returns to his/her academic year appointment, he/she may keep
any credits accrued beyond the academic year maximum (30), but
within the 11-month maximum.
4.
Academic appointees serving on 11-month appointments through
the Education Abroad Program accrue credit to apply for sabbatical
on a fiscal year basis.
D.
RESTRICTIONS
(Reference
APM Policy 740-16.)
1.
The maximum number of credits which may be accrued prior to
any sabbatical leave is 30 quarter credits for an academic year
appointee and 40 quarter credits for a fiscal year appointee.
Accrued credits in excess of the amount required for the current
sabbatical leave may be carried forward. The Chancellor may
approve deferral beyond the above stated limits; however, such
approval will be granted only under extremely unusual justifying
circumstances.
2.
Sabbatical leave may never exceed one full year, regardless
of the credit accrued.
3.
A sabbatical leave shall be granted only with the understanding
that the recipient, immediately following the leave of absence,
will return to University service for a period at least equal
to the period of the leave. As an exception, the Chancellor
may approve a leave without pay following sabbatical, which
would delay the return. Failure to return to University service
for the required period shall create an obligation on the part
of the appointee to refund the amount of the salary received
during the sabbatical leave.
4.
A sabbatical will not normally be approved for a faculty member
who has been recommended for nonreappointment. A sabbatical
may not be given a faculty member who has been given
notice of nonreappointment or termination of appointment.
NOTE:
Vacation accrued during sabbatical must be used during
the sabbatical or it will be lost.
E.
COMPENSATION
Sabbatical
leave salary is based on the employee's regular salary at a percentage
appropriate to the terms of the leave. If the sabbatical is less
than full time, the recipient may receive additional salary from
non-state funds, but in no case is it to exceed the full salary
rate.
Sabbatical
leave shall not be used as a means of augmenting personal income;
a recipient may not accept gainful employment during a sabbatical
leave, including employment normally permitted, such as employment
by University Extension. This restriction applies also to outside
employment normally permitted, including consulting. This
restriction does not apply to the following:
1.
For an academic year appointee, the period after spring quarter
and before fall quarter.
2.
For a fiscal year appointee, the vacation period accrued during
the sabbatical (but such work may not be for the University).
3.
A fellowship or personal grant awarded to an individual which
is not compensation for services.
4.
Acceptance of nominal honoraria.
F.
APPLICATION
Application
for sabbatical is made on the Sabbatical Leave form (UCI-AP-75) and should be accompanied by a statement providing
detailed information regarding the history of the project and
the significance of the project as a contribution to knowledge
or as a contribution to the applicant's increased effectiveness
as a teacher and a scholar.
G.
REPORT OF RESULTS
Within
90 calendar days following return from leave, the recipient of
a sabbatical leave is to submit to the dean a concise report of
the results of the leave which includes an account of activities
during the leave, a statement of progress made on the project,
and a statement of future plans for the project, especially plans
for completion and publication of the results.
H.
APPROVAL AUTHORITY
In
October 1985, responsibility was redelegated to most deans
for review and approval of sabbatical leaves which conform to
University and campus policy. In those units which are organized
without formal departments, or where the dean is acting as department
chair, sabbaticals continue to require review and approval by
Academic Affairs. All exceptions to sabbatical policy require
approval by Academic Affairs.
Sabbaticals
for deans require approval by Academic Affairs. While it is appropriate
for the dean to suggest a replacement, usually one of the associate
deans, it is the Chancellor and the Executive Vice Chancellor
and Provost who select the acting dean, and where necessary, recommend his
or her appointment to the President.
With
the redelegation, dean's offices were assigned responsibility
for the following:
1.
Maintaining records concerning sabbaticals of faculty in the units
(requests and records of approval and denial) and collecting,
reviewing, and acknowledging sabbatical leave reports from faculty.
Sabbatical credits may be verified with records in Academic Personnel
upon request.
2.
Monitoring online entry of the approved actions and forwarding
to Academic Personnel for post audit. This must be done before
the earliest pay date affected by the sabbatical.
3.
In May, submitting an annual list of sabbaticals approved for
the upcoming year to Academic Personnel.
Sabbatical
Credit Usage for Academic Year (9-month) Appointees
(Maximum
Accrual: 30 Quarter Credits
|
|
Sabbatical
at
Full Salary |
Sabbatical
at Partial Salary |
Sabbatical
In Residence |
|
|
100%
Salary |
89%
|
83%
|
78%
|
67%
|
100%
Salary |
|
Quarters
of Leave |
|
|
|
|
|
|
|
1
quarter |
9
credits |
-----
|
-----
|
-----
|
6
credits |
6
credits |
|
2
quarters |
18
credits |
-----
|
15
credits |
-----
|
12
credits |
12
credits |
|
3
quarters |
27
credits |
24
credits |
-----
|
21
credits |
18
credits |
18
credits |
Sabbatical
Credit Usage for Academic Year (11-month) Appointees
(Maximum
Accrual: 40 Quarter Credits)
|
|
Sabbatical
at Full Salary |
Sabbatical
at Partial Salary |
Sabbatical
In Residence |
|
|
100%
Salary |
92%
|
89%
|
83%
|
78%
|
75%
|
67%
|
100%
Salary |
|
Quarters
of Leave |
|
|
|
|
|
|
|
|
|
1
quarter |
9
credits |
-----
|
-----
|
-----
|
-----
|
-----
|
6
credits |
6
credits |
|
2
quarters |
18
credits |
-----
|
-----
|
15
credits |
-----
|
-----
|
12
credits |
12
credits |
|
3
quarters |
27
credits |
-----
|
24
credits |
-----
|
21
credits |
-----
|
18
credits |
18
credits |
|
4
quarters |
36
credits |
33
credits |
-----
|
30
credits |
-----
|
27
credits |
24
credits |
24
credits |
References - University Policy
APM 740, Leaves of Absence/Sabbatical Leaves
7-14. Other Leaves
A.
LEAVE TO ATTEND A PROFESSIONAL MEETING (APM
Policy 752)
An
appointee may be granted a leave with pay to attend a professional
meeting or for University business. Department chairs may approve
leaves of this type for seven calendar days or less.
If
the leave is for more than seven days or if the leave is without
salary, approval of the Chancellor is required. The request should
be submitted on a Leave of Absence form.
NOTE:
Leave of absence with pay may not be granted to fiscal-year appointees
for more than 30 days a year for the purpose of attending international
conferences and related scholarly activities. NOTE: Thirty
days is a maximum, not a norm, and appointees should not simply
assume that any leave up to 30 days will be automatically approved.
Time required beyond 30 days for this purpose by fiscal-year appointees
will be charged against accrued vacation or granted only as leave
without pay. Departments are responsible for monitoring conformance
with this stipulation.
The
Chancellor may approve leaves of absence with full pay for 12
months or less if there is good cause. Leaves of absence with
pay for more than 12 months, other than leave for reason of illness,
require approval of the President. All such leaves should be requested
in advance on the Leave of Absence form,
accompanied by a memo that explains the justification for the
leave.
C.
OTHER LEAVE WITHOUT PAY (APM
Policy 759)
The
Chancellor may approve leaves of absence without pay for 12 months
or less if there is good cause. In exceptional cases, leave without
pay for more than 12 months may be granted to an academic appointee.
All such leaves should be requested in advance on the Leave of Absence form, accompanied by a letter of
justification.
7-15.
Jury Duty
A.
GENERAL POLICY
It
is the policy of the University that jury service is a public
responsibility which University personnel should meet. There is
only one encompassing excuse from jury duty, which is:
The
Court shall excuse a person from jury service upon finding that
the jury service would entail undue hardship on the person or
the public served by the person.
B.
PROCEDURES
1.
Accepting Jury Duty
An academic appointee who has been called to jury service should
discuss the required absence from University duties with the department
chair. Jury service will not affect the pay status of the appointee,
and it is not necessary to file for leave of absence.
2.
Seeking Excuse from Jury Duty
There
are cases when absence from University duties would work a great
hardship on the University. It is the employee's responsibility
to seek excuse from service, and the University can do no more
than assist in those cases. The employee may request from the
department chair a letter describing the nature of the hardship
and requesting excuse. The University cannot guarantee that
a request will be accepted, and it is likely any excuse granted
will take the form of a postponement until arrangements can
be made to avoid the hardship.